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Detailed Report
RORY ALBERIC CARDINAL
RORY CARDINAL
CRD#: 5441154
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 2864 MIDDLE STREET
SUITE 200
LITTLE CANADA, MN 55117
Registration History
201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2011 - Present (13 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2010 - Present (15 years)
License(s)

State Registrations

B
Florida 10/21/2016
B
North Dakota 3/28/2012
B
Iowa 6/2/2011
B
Oregon 5/21/2014
IA
Iowa 6/15/2011
B
Texas 7/21/2015
B
Minnesota 12/20/2010
IA
Texas 7/23/2015
IA
Minnesota 11/7/2013
B
Wisconsin 8/18/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
2864 MIDDLE STREET SUITE 200, LITTLE CANADA, MN 55117
Registered with this firm since 6/15/2011
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2864 MIDDLE STREET SUITE 200, LITTLE CANADA, MN 55117
Registered with this firm since 2/25/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.