Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KEARY JAMES DIDIER
CRD#: 5441066
IA
B
MORGAN STANLEYCRD#: 149777 100 North Main Street
Suite 2500
Winston-Salem, NC 27101
Suite 2500
Winston-Salem, NC 27101
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Arizona 9/23/2022
B
Massachusetts 12/12/2019
B
California 12/12/2019
B
Minnesota 12/12/2019
B
Colorado 4/6/2020
B
New York 12/12/2019
B
Connecticut 9/27/2024
B
North Carolina 12/12/2019
B
Delaware 9/23/2022
IA
North Carolina 12/12/2019
B
Florida 12/12/2019
B
Ohio 9/26/2022
B
Georgia 12/12/2019
B
Oklahoma 6/17/2024
B
Illinois 12/12/2019
B
South Carolina 5/22/2020
B
Indiana 4/27/2023
B
Tennessee 12/12/2019
B
Iowa 12/12/2019
B
Virginia 12/12/2019
B
Kansas 12/5/2023
B
West Virginia 3/14/2022
B
Kentucky 7/2/2024
B
Wyoming 9/23/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/12/2019
B
Registered with this firm since 12/12/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2013 - 12/16/2019 | WINSTON SALEM, NC | |
B | 07/02/2013 - 12/16/2019 | WINSTON SALEM, NC | |
IA | 12/05/2008 - 07/03/2013 | WINSTON-SALEM, NC | |
B | 12/05/2008 - 07/03/2013 | WINSTON-SALEM, NC | |
IA | 01/07/2008 - 12/16/2008 | WINSTON-SALEM, NC | |
B | 12/13/2007 - 12/16/2008 | WINSTON-SALEM, NC |
WINSTON-SALEM, NC
12/05/2008 - 07/03/2013
WINSTON-SALEM, NC
12/05/2008 - 07/03/2013
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.