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DANIELLE C LAKE-NESTOR
DANIELLE C SWINDELL
CRD#: 5440910
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
201020122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2020 - Present (4 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - Present (5 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2009 - 2018 (9 years)
License(s)

State Registrations

B
Alabama 2/28/2023

B
Nevada 4/12/2019

B
Arizona 4/12/2019

B
New Mexico 4/9/2019

B
Arkansas 4/12/2019

B
North Carolina 2/28/2023

B
Colorado 4/9/2019

B
Oklahoma 4/12/2019

B
Florida 2/28/2023

B
South Carolina 2/28/2023

B
Georgia 2/28/2023

B
Texas 3/28/2019

B
Kansas 4/12/2019

IA
Texas 6/26/2020

B
Louisiana 10/1/2020

B
Utah 4/12/2019

B
Missouri 4/9/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 6/26/2020

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 3/28/2019

Previous Registration(s)
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B
01/23/2009 - 03/16/2018 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.