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Detailed Report
GERALD RICHARD GOLD
GERALD RICHARD GOLD JR
CRD#: 5439652
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 825 TOWN AND COUNTRY LN
STE 300
HOUSTON, TX 77024
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2010 - 2022 (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2010 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (1 year)
License(s)

State Registrations

B
Texas 10/12/2022
IA
Texas 1/23/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
825 TOWN AND COUNTRY LN STE 300, HOUSTON, TX 77024
Registered with this firm since 1/23/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
825 TOWN AND COUNTRY LN STE 300, HOUSTON, TX 77024
Registered with this firm since 10/12/2022
Previous Registration(s)
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B
 11/11/2010 - 10/04/2022 MORGAN STANLEY (CRD#:149777) Houston, TX
B
 10/23/2009 - 10/05/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GEORGETOWN, TX
B
 11/16/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.