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Detailed Report
ERIC MICHAEL RIGBY
CRD#: 5439474
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 715 GIROD ST #200
NEW ORLEANS, LA 70130
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2024 (16 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Georgia 1/19/2024
B
Mississippi 1/19/2024
B
Louisiana 1/19/2024
B
North Carolina 1/19/2024
IA
Louisiana 1/19/2024
B
Tennessee 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
715 GIROD ST #200, NEW ORLEANS, LA 70130
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
715 GIROD ST #200, NEW ORLEANS, LA 70130
Registered with this firm since 1/19/2024
Previous Registration(s)
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IA
 03/10/2008 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) NEW ORLEANS, LA
B
 01/15/2008 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) NEW ORLEANS, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.