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Mark Davis
MARK EDWIN DAVIS
CRD#: 5438271
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 10 S Dearborn St
Floor 10
Chicago, IL 60603
Floor 10
Chicago, IL 60603
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Disclosures
17
Years of Experience
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State Registrations
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Alabama 1/31/2014
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Nebraska 1/3/2014
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Alaska 1/3/2014
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Nevada 1/16/2014
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Arizona 2/6/2014
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New Hampshire 2/21/2014
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Arkansas 1/15/2014
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New Jersey 1/6/2014
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California 1/6/2014
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New Mexico 1/3/2014
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Colorado 1/6/2014
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New York 1/6/2014
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Connecticut 1/7/2014
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North Carolina 1/23/2014
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Delaware 1/16/2014
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North Dakota 1/9/2014
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District of Columbia 1/9/2014
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Ohio 1/6/2014
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Florida 1/8/2014
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Oklahoma 1/13/2014
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Georgia 1/6/2014
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Oregon 3/3/2014
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Hawaii 2/7/2014
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Pennsylvania 1/6/2014
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Idaho 1/6/2014
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Puerto Rico 1/14/2014
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Illinois 10/1/2012
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Rhode Island 1/6/2014
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Illinois 10/1/2012
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South Carolina 1/6/2014
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Indiana 1/10/2014
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South Dakota 1/8/2014
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Iowa 1/6/2014
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Tennessee 1/10/2014
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Kansas 1/13/2014
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Texas 1/9/2014
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Kentucky 1/10/2014
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Texas 11/21/2022
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Louisiana 1/6/2014
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Utah 1/7/2014
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Maine 1/6/2014
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Vermont 2/10/2014
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Maryland 1/6/2014
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Virgin Islands 1/16/2014
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Massachusetts 1/6/2014
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Virginia 2/19/2014
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Michigan 5/9/2013
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Washington 1/3/2014
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Minnesota 1/10/2014
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West Virginia 1/28/2014
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Mississippi 1/9/2014
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Wisconsin 10/1/2012
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Missouri 7/17/2013
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Wyoming 1/7/2014
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Montana 1/6/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/16/2009 - 10/01/2012 | CHICAGO, IL | |
B | 11/16/2009 - 10/01/2012 | CHICAGO, IL | |
IA | 01/01/2008 - 10/06/2009 | JOLIET, IL | |
B | 01/01/2008 - 10/06/2009 | JOLIET, IL | |
B | 12/10/2007 - 01/03/2008 | JOLIET, IL | |
IA | 01/01/2008 - 01/01/2008 | JOLIET, IL |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.