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AUDREY LYNN LAMB
AUDREY LAMB
CRD#: 5437497
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 11/15/2024

B
Montana 11/11/2024

B
Arkansas 11/11/2024

B
Nebraska 11/11/2024

B
California 11/15/2024

B
Nevada 11/15/2024

B
Colorado 11/15/2024

B
New Hampshire 11/11/2024

B
Connecticut 11/15/2024

B
New Jersey 11/11/2024

B
Delaware 11/15/2024

B
New Mexico 11/15/2024

B
District of Columbia 11/11/2024

B
New York 11/15/2024

B
Florida 11/11/2024

B
North Carolina 11/15/2024

B
Georgia 6/6/2024

B
Ohio 11/15/2024

B
Hawaii 11/11/2024

B
Oklahoma 11/11/2024

B
Idaho 11/15/2024

B
Oregon 11/11/2024

B
Illinois 11/15/2024

B
Pennsylvania 11/11/2024

B
Indiana 11/11/2024

B
Rhode Island 11/15/2024

B
Kansas 11/15/2024

B
South Carolina 11/15/2024

B
Kentucky 11/15/2024

B
Tennessee 11/15/2024

B
Maryland 11/11/2024

B
Texas 11/15/2024

B
Massachusetts 11/11/2024

B
Virginia 11/15/2024

B
Michigan 10/24/2011

B
Washington 11/15/2024

IA
Michigan 10/24/2011

B
West Virginia 11/15/2024

B
Minnesota 11/15/2024

B
Wisconsin 11/15/2024

B
Missouri 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
325 N OLD WOODWARD AVE SUITE 200, BIRMINGHAM, MI 48009
Registered with this firm since 10/24/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
325 N OLD WOODWARD AVE SUITE 200, BIRMINGHAM, MI 48009
Registered with this firm since 9/21/2010

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.