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GENEVIEVE GRACE BAJAJ
Genevieve Grace Mallari Bajaj, GENEVIEVE GRACE MALLARI LUNA, GENEVIEVE MALLARI LUNA, GENEVIEVE LUNA, genevieve bajaj
CRD#: 5437467
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 7740 FRANCE AVE SOUTH
EDINA, MN 55435
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 7740 FRANCE AVE SOUTH
EDINA, MN 55435-5847
Registration History
2010201220142016201820202022202420262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IANORTHROCK PARTNERS, LLC (CRD# 167908)2019 - 2021 (1 year)
License(s)

State Registrations

B
Arizona 6/4/2021

B
Pennsylvania 5/3/2022

B
California 8/13/2021

B
South Dakota 12/20/2023

B
Florida 3/4/2022

B
Texas 4/20/2021

B
Georgia 1/28/2025

IA
Texas 5/19/2021

B
Iowa 4/20/2021

B
Utah 1/6/2024

B
Michigan 10/27/2023

B
Virginia 1/6/2024

B
Minnesota 4/20/2021

B
Washington 7/19/2024

IA
Minnesota 5/19/2021

B
Wisconsin 4/20/2021

B
North Carolina 8/2/2024

B
Wyoming 1/28/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
7740 FRANCE AVE SOUTH, EDINA, MN 55435
Registered with this firm since 5/19/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
7740 FRANCE AVE SOUTH, EDINA, MN 55435-5847
PLYMOUTH, MN
Registered with this firm since 4/20/2021

Previous Registration(s)
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IA
08/12/2019 - 03/17/2021 NORTHROCK PARTNERS, LLC (CRD#:167908) Barrington, IL
IA
12/22/2017 - 08/13/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BARRINGTON, IL
B
12/22/2017 - 08/13/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BARRINGTON, IL
IA
04/22/2016 - 12/07/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) DEERFIELD, IL
B
04/22/2016 - 12/07/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) DEERFIELD, IL
IA
10/22/2015 - 04/11/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) NORTHBROOK, IL
B
08/24/2015 - 04/11/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) NORTHBROOK, IL
B
10/01/2012 - 08/06/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) PALATINE, IL
B
02/10/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BENSENVILLE, IL
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IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.