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NOLEN JAMES QUICK
NOLEN QUICK
CRD#: 5437442
IA
B
WELLS FARGO ADVISORSCRD#: 19616 12531 HIGH BLUFF DR STE 400
SAN DIEGO, CA 92130
SAN DIEGO, CA 92130
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Arizona 1/10/2023
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New Hampshire 1/10/2023
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California 1/5/2023
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New Jersey 1/10/2023
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California 1/5/2023
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New Mexico 1/10/2023
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Colorado 1/10/2023
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New York 1/10/2023
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Florida 1/10/2023
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North Carolina 1/12/2023
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Idaho 1/10/2023
B
Oregon 1/10/2023
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Illinois 1/5/2023
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Pennsylvania 1/10/2023
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Indiana 1/10/2023
B
Rhode Island 9/26/2023
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Maryland 1/10/2023
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South Carolina 1/10/2023
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Massachusetts 1/10/2023
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Texas 1/10/2023
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Michigan 1/10/2023
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Texas 1/10/2023
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Minnesota 1/10/2023
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Utah 1/10/2023
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Montana 1/10/2023
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Virginia 1/10/2023
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Nevada 3/8/2024
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Washington 1/5/2023
SRO Registrations
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Registered with this firm since 1/5/2023
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Registered with this firm since 1/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/06/2022 - 10/28/2022 | SAN DIEGO, CA | |
B | 01/03/2011 - 10/28/2022 | SAN DIEGO, CA | |
B | 04/23/2010 - 01/03/2011 | ALPINE, CA | |
B | 12/04/2007 - 05/10/2010 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.