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Brett Dries
BRETT JOSHUA DRIES, Brett J Dries
CRD#: 5437213
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 1555 IYANNOUGH ROAD
HYANNIS, MA 02601
NYLIFE SECURITIES LLCCRD#: 5167 1555 IYANNOUGH RD
2nd FL
HYANNIS, MA 02601
Registration History
20082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2020 - 2022 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2007 - 2020 (13 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2022 (1 year)IAEAGLE STRATEGIES LLC (CRD# 110826)2015 - 2020 (5 years)
License(s)

State Registrations

B
Massachusetts 10/5/2022

IA
Massachusetts 11/2/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
1555 IYANNOUGH ROAD, HYANNIS, MA 02601
Registered with this firm since 11/2/2022

B
NYLIFE SECURITIES LLC (CRD#:5167)
1555 IYANNOUGH RD 2nd FL, HYANNIS, MA 02601
Registered with this firm since 10/5/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/04/2021 - 07/14/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) Plymouth, MA
B
12/21/2020 - 07/14/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Plymouth, MA
IA
02/02/2015 - 11/30/2020 EAGLE STRATEGIES LLC (CRD#:110826) ROCKLAND, MA
B
11/13/2007 - 11/30/2020 NYLIFE SECURITIES LLC (CRD#:5167) ROCKLAND, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.