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Joseph G. Paiva Jr.
JOSEPH G PAIVA JR, JOSEPH G PAIVA, JOSEPH GERARD PAIVA JR
CRD#: 5436249
IA
B
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Suite 300
Naples, FL 34108
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 5/9/2024
B
New Hampshire 9/2/2022
B
Arizona 6/7/2024
B
New Jersey 1/30/2024
B
Arkansas 9/12/2024
B
New York 9/2/2022
B
California 9/2/2022
B
North Carolina 9/2/2022
B
Connecticut 9/2/2022
B
Ohio 9/2/2022
B
Delaware 9/2/2022
B
Oklahoma 9/2/2022
B
District of Columbia 1/19/2023
B
Oregon 4/2/2025
B
Florida 9/2/2022
B
Pennsylvania 9/2/2022
IA
Florida 9/6/2022
B
Rhode Island 4/2/2025
B
Georgia 5/24/2024
B
South Carolina 9/2/2022
B
Illinois 9/2/2022
B
Tennessee 9/2/2022
B
Indiana 9/2/2022
B
Texas 7/9/2024
B
Iowa 4/2/2025
IA
Texas 7/12/2024
B
Kansas 3/31/2025
B
Utah 4/2/2025
B
Kentucky 6/5/2023
B
Vermont 1/5/2024
B
Maine 12/18/2024
B
Virginia 10/10/2023
B
Maryland 4/2/2025
B
Washington 4/2/2025
B
Massachusetts 9/2/2022
B
West Virginia 8/7/2023
B
Michigan 9/2/2022
B
Wisconsin 9/2/2022
B
Minnesota 3/9/2023
B
Wyoming 4/2/2025
B
Missouri 9/2/2022
SRO Registrations
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B
B
B
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IA
Registered with this firm since 9/2/2022
B
Registered with this firm since 9/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 09/03/2022 | NAPLES, FL | |
B | 10/01/2012 - 09/03/2022 | NAPLES, FL | |
IA | 05/01/2012 - 10/01/2012 | FORT MYERS, FL | |
B | 04/23/2012 - 10/01/2012 | FORT MYERS, FL | |
IA | 12/09/2008 - 04/04/2012 | TALLAHASSEE, FL | |
B | 11/21/2007 - 04/04/2012 | TALLAHASSEE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.