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Detailed Report
MELVIN MAURICE MCCORD
M. MAURICE MCCORD III, MELVIN MAURICE MCCORD III, MELVIN MAURICE MCCORD III
CRD#: 5435277
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 North Greene Street
Suite 1700
Greensboro, NC 27401
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Alabama 1/4/2011
B
Nebraska 9/12/2024
B
Alaska 9/12/2024
B
New Jersey 4/26/2011
B
Arizona 9/12/2024
B
New Mexico 1/21/2021
B
California 3/15/2011
B
New York 2/15/2013
B
Colorado 3/21/2016
B
North Carolina 4/8/2010
B
Connecticut 8/4/2016
IA
North Carolina 4/8/2010
B
District of Columbia 9/23/2024
B
Ohio 1/5/2011
B
Florida 7/30/2012
B
Oregon 1/26/2021
B
Georgia 9/13/2010
B
Pennsylvania 7/2/2012
B
Hawaii 2/23/2021
B
South Carolina 9/8/2010
B
Idaho 9/12/2024
B
Tennessee 9/12/2024
B
Illinois 2/15/2013
B
Texas 1/21/2021
B
Indiana 9/19/2011
IA
Texas 1/28/2021
B
Kentucky 1/13/2025
B
Utah 9/12/2024
B
Maryland 5/12/2011
B
Vermont 9/12/2024
B
Massachusetts 3/5/2021
B
Virginia 9/8/2010
B
Michigan 9/12/2024
B
Washington 9/12/2024
B
Mississippi 5/28/2021
B
West Virginia 9/8/2010
B
Missouri 9/12/2024
B
Wisconsin 9/12/2024
B
Montana 9/12/2024
B
Wyoming 5/22/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 North Greene Street Suite 1700, Greensboro, NC 27401
Registered with this firm since 4/8/2010
B
MORGAN STANLEY (CRD#:149777)
300 North Greene Street Suite 1700, Greensboro, NC 27401
Registered with this firm since 4/8/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/09/2008 - 04/14/2010 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) GREENSBORO, NC
B
 09/09/2008 - 04/14/2010 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) GREENSBORO, NC
IA
 12/17/2007 - 09/08/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HIGH POINT, NC
B
 11/27/2007 - 09/08/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HIGH POINT, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.