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Detailed Report
SCOTT NICHOLAS BALTUSKA
CRD#: 5435105
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 7101 COLLEGE BLVD.
SUITES 330 AND 350
OVERLAND PARK, KS 66210
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - Present (11 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2007 - 2013 (6 years)IAJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2008 - 2011 (3 years)
License(s)

State Registrations

B
Arizona 8/20/2018
B
Missouri 2/13/2014
B
Arkansas 1/31/2014
B
Nebraska 3/5/2021
B
California 8/22/2018
B
Nevada 7/27/2021
B
Colorado 1/23/2019
B
New Hampshire 6/14/2018
B
District of Columbia 6/16/2020
B
New Jersey 10/22/2021
B
Florida 8/11/2020
B
New Mexico 1/31/2014
B
Georgia 8/24/2018
B
New York 3/5/2021
B
Illinois 7/3/2023
B
North Carolina 5/12/2021
B
Indiana 8/20/2018
B
Ohio 6/23/2023
B
Iowa 5/13/2024
B
Oklahoma 1/31/2014
B
Kansas 1/31/2014
B
Oregon 4/30/2021
IA
Kansas 2/11/2014
B
South Carolina 8/3/2023
B
Maryland 10/3/2022
B
Texas 1/31/2014
B
Massachusetts 8/24/2018
B
Utah 8/22/2018
B
Michigan 5/9/2024
B
Virginia 10/3/2022
B
Minnesota 3/5/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
7101 COLLEGE BLVD. SUITES 330 AND 350, OVERLAND PARK, KS 66210
Leawood, KS
Registered with this firm since 2/11/2014
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
7101 COLLEGE BLVD. SUITES 330 AND 350, OVERLAND PARK, KS 66210
Leawood, KS
Registered with this firm since 1/31/2014
Previous Registration(s)
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B
 12/14/2007 - 12/26/2013 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) OVERLAND PARK, KS
IA
 06/06/2008 - 12/31/2011 J.P. MORGAN INSTITUTIONAL INVESTMENTS (CRD#:102920) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.