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Detailed Report
CHAD NICKOLAS LOSON
CRD#: 5433871
IA
Investment Adviser
B
Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 13581 GOLDENWOOD DR
FORT MYERS, FL 33913
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 10/11/2022
B
Maryland 11/19/2020
B
Arizona 10/18/2016
B
Massachusetts 3/23/2015
B
Arkansas 2/2/2017
B
Michigan 3/21/2012
B
California 7/2/2009
B
Minnesota 4/2/2012
B
Colorado 11/19/2020
B
Missouri 5/12/2016
B
Connecticut 4/2/2014
B
New Jersey 12/7/2015
B
Florida 7/2/2009
B
New York 8/7/2020
IA
Florida 7/9/2009
B
North Carolina 3/21/2012
B
Georgia 12/18/2013
B
Ohio 5/21/2010
B
Illinois 3/20/2012
B
Oregon 8/13/2018
B
Indiana 2/12/2020
B
Pennsylvania 12/21/2012
B
Iowa 12/3/2021
B
South Carolina 3/21/2012
B
Kansas 5/25/2021
B
Tennessee 5/20/2020
B
Kentucky 12/19/2014
B
Texas 3/25/2019
B
Louisiana 11/19/2020
B
Virginia 8/23/2023
B
Maine 12/19/2014
B
Wisconsin 3/13/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIFTH THIRD SECURITIES, INC. (CRD#:628)
13581 GOLDENWOOD DR, FORT MYERS, FL 33913
13350 METRO PARKWAY, FORT MYERS, FL 33912
Registered with this firm since 7/9/2009
B
FIFTH THIRD SECURITIES, INC. (CRD#:628)
13581 GOLDENWOOD DR, FORT MYERS, FL 33913
13350 METRO PARKWAY, FORT MYERS, FL 33912
Registered with this firm since 7/2/2009
Previous Registration(s)
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IA
 11/17/2008 - 06/04/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIAMI, FL
B
 08/13/2008 - 06/04/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.