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Detailed Report
VERONICA R WEIR
CRD#: 5433347
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1331 N CALIFORNIA BLVD
WALNUT CREEK, CA 94596
Registration History
2008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (13 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2011 (1 year)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2009 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 6/1/2016
B
Massachusetts 5/25/2016
B
Arizona 5/25/2016
B
Michigan 1/15/2019
B
California 5/25/2016
B
Nevada 5/25/2016
IA
California 5/25/2016
B
New Hampshire 12/14/2018
B
Colorado 5/25/2016
B
New Jersey 5/25/2016
B
Connecticut 5/25/2016
B
New Mexico 5/25/2016
B
Florida 5/25/2016
B
New York 5/25/2016
B
Georgia 5/25/2016
B
North Carolina 5/26/2016
B
Hawaii 7/9/2021
B
Oregon 5/25/2016
B
Idaho 10/21/2020
B
Pennsylvania 5/25/2016
B
Illinois 5/25/2016
B
South Carolina 5/25/2016
B
Indiana 5/11/2023
B
Tennessee 1/15/2019
B
Iowa 7/15/2021
B
Texas 5/25/2016
B
Kentucky 11/19/2019
IA
Texas 5/25/2016
B
Louisiana 5/25/2016
B
Virginia 5/25/2016
B
Maine 5/11/2023
B
Washington 5/25/2016
B
Maryland 5/25/2016
B
Wisconsin 5/11/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1331 N CALIFORNIA BLVD, WALNUT CREEK, CA 94596
Registered with this firm since 5/25/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1331 N CALIFORNIA BLVD, WALNUT CREEK, CA 94596
Registered with this firm since 5/5/2011
Previous Registration(s)
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B
 05/04/2010 - 05/11/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) WALNUT CREEK, CA
B
 06/01/2009 - 10/01/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN FRANCISCO, CA
B
 06/30/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.