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Detailed Report
MICHAEL MILES MCCOY
MICHAEL MILES MCCOY JR
CRD#: 5432507
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3100 DR M L KING JR BLVD
NEW BERN, NC 28562
Registration History
20082010201220142016201820202022202420262 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - 2018 (10 years)
License(s)

State Registrations

IA
North Carolina 5/31/2022
B
North Carolina 6/6/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3100 DR M L KING JR BLVD, NEW BERN, NC 28562
Registered with this firm since 5/31/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3100 DR M L KING JR BLVD, NEW BERN, NC 28562
Registered with this firm since 6/6/2022
Previous Registration(s)
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IA
 02/14/2020 - 06/02/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW BERN, NC
B
 01/23/2020 - 06/02/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW BERN, NC
B
 12/13/2007 - 06/29/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW BERN, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.