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TOMOMI ARATA TRUDELL
CRD#: 5432186
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J.P. MORGAN SECURITIES LLCCRD#: 79 333 ROUTE 303
ORANGEBURG, NY 10962
ORANGEBURG, NY 10962
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Disclosures
16
Years of Experience
View By:
State Registrations
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California 7/2/2014
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New York 10/1/2012
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Colorado 5/16/2024
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New York 8/1/2023
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Connecticut 10/1/2012
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North Carolina 5/2/2024
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Delaware 5/8/2024
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Pennsylvania 4/29/2025
B
Florida 7/2/2014
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Rhode Island 6/11/2025
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Maryland 7/15/2024
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South Carolina 7/1/2024
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Michigan 7/2/2024
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Texas 7/2/2024
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Nevada 5/8/2024
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Texas 7/10/2024
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New Jersey 10/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 8/1/2023
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/19/2009 - 10/01/2012 | TARRYTOWN, NY | |
B | 04/30/2008 - 01/05/2009 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.