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TED LEROY SPURGEON JR
TED L SPURGEON JR, TED SPURGEON, Ted L Spurgeon
CRD#: 5431803
IA
Investment Adviser
B
Broker
KEY INVESTMENT SERVICES LLCCRD#: 136300 5868 EAST 71ST., SUITE Q
INDIANAPOLIS, IN 46220
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2024 - Present (<1 year)IAMERIDIAN INVESTMENT ADVISORS, INC. (CRD# 107593)2013 - 2015 (2 years)IATERNION ADVISORS (CRD# 157641)2011 - 2013 (1 year)IASAMEX CAPITAL ADVISORS (CRD# 133446)2010 - 2011 (<1 year)
Disclosure(s)
View By:
8/31/2020
Financial
Final
License(s)

State Registrations

B
Indiana 5/8/2024

IA
Indiana 5/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY INVESTMENT SERVICES LLC (CRD#:136300)
5868 EAST 71ST., SUITE Q, INDIANAPOLIS, IN 46220
Registered with this firm since 5/8/2024

B
KEY INVESTMENT SERVICES LLC (CRD#:136300)
5868 EAST 71ST., SUITE Q, INDIANAPOLIS, IN 46220
Registered with this firm since 4/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/15/2023 - 11/21/2023 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Indianapolis, IN
B
09/21/2023 - 11/21/2023 PRUCO SECURITIES, LLC. (CRD#:5685) Indianapolis, IN
IA
02/13/2013 - 03/10/2015 MERIDIAN INVESTMENT ADVISORS, INC. (CRD#:107593) INDIANAPOLIS, IN
IA
07/07/2011 - 02/19/2013 TERNION ADVISORS (CRD#:157641) FISHERS, IN
IA
09/23/2010 - 04/25/2011 SAMEX CAPITAL ADVISORS (CRD#:133446) FISHERS, IN
IA
06/17/2008 - 08/26/2010 WADDELL & REED, INC. (CRD#:866) INDIANAPOLIS, IN
B
06/17/2008 - 08/26/2010 WADDELL & REED, INC. (CRD#:866) INDIANAPOLIS, IN
IA
03/05/2008 - 06/12/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIANAPOLIS, IN
B
01/16/2008 - 06/12/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIANAPOLIS, IN
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.