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Detailed Report
Joshua L. Hall
JOSHUA L HALL, Joshua Hall
CRD#: 5431664
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 101 NORTH U.S. HWY 1
JUPITER, FL 33477
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2023 (6 years)2 FIRMS2023 - Present (2 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 12/22/2023
B
Michigan 2/13/2024
B
California 3/22/2023
B
New Jersey 6/29/2023
B
Colorado 2/13/2023
B
New York 6/29/2023
B
Florida 2/7/2023
B
North Carolina 2/21/2023
IA
Florida 2/8/2023
B
Texas 2/21/2023
B
Georgia 8/8/2023
IA
Texas 2/21/2023
B
Illinois 12/1/2024
B
Virginia 1/23/2024
B
Massachusetts 3/14/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
101 NORTH U.S. HWY 1, JUPITER, FL 33477
Registered with this firm since 2/8/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
101 NORTH U.S. HWY 1, JUPITER, FL 33477
Registered with this firm since 2/7/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/23/2016 - 02/07/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JUPITER, FL
B
 09/19/2016 - 02/07/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JUPITER, FL
IA
 10/01/2012 - 09/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) JUPITER, FL
B
 10/01/2012 - 09/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) JUPITER, FL
IA
 11/24/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JUPITER, FL
B
 11/16/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JUPITER, FL
B
 03/02/2009 - 10/08/2009 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) PALM BEACH GARDENS, FL
IA
 03/25/2008 - 02/17/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST PALM BEACH, FL
B
 01/21/2008 - 02/17/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST PALM BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.