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Detailed Report
GEORGE JOSEPH RASHER
CRD#: 5431072
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1332 Anacapa Street
2nd Floor
Santa Barbara, CA 93101
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 11/11/2022
B
Nebraska 2/20/2019
B
Alaska 11/11/2022
B
Nevada 2/25/2016
B
Arizona 10/28/2011
B
New Hampshire 11/11/2022
B
Arkansas 2/20/2019
B
New Jersey 11/11/2022
B
California 10/28/2011
B
New Mexico 2/20/2019
IA
California 11/1/2011
B
New York 11/11/2022
B
Colorado 11/11/2022
B
North Carolina 6/14/2013
B
Connecticut 11/11/2022
B
North Dakota 2/20/2019
B
Delaware 11/11/2022
B
Ohio 10/13/2021
B
District of Columbia 11/11/2022
B
Oklahoma 11/11/2022
B
Florida 2/20/2019
B
Oregon 8/16/2018
B
Georgia 2/20/2019
B
Pennsylvania 10/28/2011
B
Hawaii 11/11/2022
B
Puerto Rico 2/20/2019
B
Idaho 5/25/2012
B
Rhode Island 2/20/2019
B
Illinois 2/20/2019
B
South Carolina 2/20/2019
B
Indiana 5/29/2012
B
South Dakota 2/20/2019
B
Iowa 11/11/2022
B
Tennessee 11/11/2022
B
Kansas 11/11/2022
B
Texas 3/10/2015
B
Kentucky 11/11/2022
IA
Texas 3/11/2020
B
Louisiana 11/11/2022
B
Utah 12/13/2012
B
Maine 11/11/2022
B
Vermont 11/11/2022
B
Maryland 9/12/2017
B
Virgin Islands 11/11/2022
B
Massachusetts 10/3/2018
B
Virginia 6/13/2013
B
Michigan 10/28/2011
B
Washington 8/9/2012
B
Minnesota 2/20/2019
B
West Virginia 11/11/2022
B
Mississippi 2/20/2019
B
Wisconsin 2/20/2019
B
Missouri 5/24/2022
B
Wyoming 11/11/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1332 Anacapa Street 2nd Floor, Santa Barbara, CA 93101
2005 South Broadway, Santa Maria, CA 93454
Registered with this firm since 11/1/2011
B
MORGAN STANLEY (CRD#:149777)
1332 Anacapa Street 2nd Floor, Santa Barbara, CA 93101
2005 South Broadway, Santa Maria, CA 93454
Registered with this firm since 10/28/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/21/2007 - 11/07/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) SANTA BARBARA, CA
B
 11/01/2007 - 11/07/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) SANTA BARBARA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.