• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TYLER JORDAN ARES
TYLER ARES
CRD#: 5430692
IA
Investment Adviser
B
Previous Broker
FRESH BREAD INVESTMENTS, LLCCRD#: 319251 1555 BONAVENTURE BLVD.
SUITE 1010
WESTON, FL 33326
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2022 (3 years)IAFRESH BREAD INVESTMENTS, LLC (CRD# 319251)2022 - Present (3 years)BAEGIS CAPITAL CORP. (CRD# 15007)2012 - 2018 (5 years)BJOSEPH GUNNAR & CO. LLC (CRD# 24795)2010 - 2012 (2 years)BASSENT LLC (CRD# 104162)2009 - 2010 (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2008 - 2009 (<1 year)BECHOTRADE LLC (CRD# 42239)2008 - 2008 (<1 year)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2007 - 2008 (<1 year)IAAEGIS CAPITAL CORP. (CRD# 15007)2015 - 2018 (2 years)
License(s)

State Registrations

IA
California 3/16/2022

IA
New York 2/26/2022

IA
Florida 12/8/2022

IA
Texas 4/4/2022

Current Registration(s)
IA
FRESH BREAD INVESTMENTS, LLC (CRD#:319251)
1555 BONAVENTURE BLVD. SUITE 1010, WESTON, FL 33326
Registered with this firm since 2/26/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/12/2018 - 02/22/2022 JOSEPH GUNNAR & CO., LLC (CRD#:24795) POESTENKILL, NY
B
06/15/2018 - 02/22/2022 JOSEPH GUNNAR & CO. LLC (CRD#:24795) NEW YORK, NY
IA
09/30/2015 - 07/12/2018 AEGIS CAPITAL CORP. (CRD#:15007) INCLINE VILLAGE, NV
B
08/17/2012 - 07/12/2018 AEGIS CAPITAL CORP. (CRD#:15007) NEW YORK, NY
B
04/19/2010 - 08/20/2012 JOSEPH GUNNAR & CO. LLC (CRD#:24795) NEW YORK, NY
B
07/10/2009 - 04/16/2010 ASSENT LLC (CRD#:104162) NEW YORK, NY
B
12/23/2008 - 07/07/2009 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
B
10/03/2008 - 11/19/2008 ECHOTRADE LLC (CRD#:42239) PHOENIX, AZ
B
12/21/2007 - 09/29/2008 GUNNALLEN FINANCIAL, INC (CRD#:17609) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.