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MARK DONALD VERITY
MARK DAVID VERITY
CRD#: 5430407
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 1266 EAST MAIN STREET
6TH FLOOR
STAMFORD, CT 06902
6TH FLOOR
STAMFORD, CT 06902
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 4/25/2024
B
Massachusetts 9/1/2021
IA
Arizona 5/7/2024
B
Montana 10/22/2024
B
California 5/30/2024
IA
Montana 10/23/2024
IA
California 5/31/2024
B
Nevada 4/25/2024
B
Colorado 2/14/2025
IA
Nevada 4/25/2024
IA
Colorado 2/18/2025
B
New Jersey 2/28/2022
B
Connecticut 9/1/2021
B
New York 1/5/2023
IA
Connecticut 9/1/2021
IA
New York 1/6/2023
B
Florida 3/12/2024
B
North Carolina 4/18/2024
IA
Florida 3/14/2024
IA
North Carolina 4/26/2024
B
Georgia 6/17/2024
B
Pennsylvania 3/1/2024
IA
Georgia 6/20/2024
IA
Pennsylvania 3/4/2024
B
Illinois 3/12/2024
B
Texas 4/16/2024
IA
Illinois 3/14/2024
IA
Texas 4/16/2024
B
Indiana 3/20/2024
B
Virginia 8/8/2024
IA
Indiana 3/21/2024
IA
Virginia 8/9/2024
B
Maryland 2/6/2025
B
Washington 2/3/2025
IA
Maryland 2/6/2025
IA
Washington 2/3/2025
SRO Registrations
B
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IA
Registered with this firm since 9/1/2021
B
Registered with this firm since 9/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/12/2020 - 02/05/2021 | Hartford, CT | |
IA | 03/03/2020 - 11/23/2020 | Hartford, CT | |
IA | 07/06/2015 - 02/13/2020 | SHELTON, CT | |
B | 06/25/2015 - 02/13/2020 | SHELTON, CT | |
IA | 06/08/2009 - 07/13/2015 | NEW YORK, NY | |
B | 11/21/2007 - 07/13/2015 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.