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PHILIP MATTHEW CARAVA
CRD#: 5430166
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 150 S. Wacker Drive
Chicago, IL 60606-4111
Registration History
20082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BTD AMERITRADE, INC. (CRD# 7870)2010 - 2024 (14 years)BTHINKORSWIM, INC. (CRD# 106069)2008 - 2010 (2 years)IATD AMERITRADE, INC. (CRD# 7870)2021 - 2022 (1 year)IATRADEWISE ADVISORS, INC. (CRD# 153744)2010 - 2021 (10 years)IATHINKORSWIM ADVISORS, INC. (CRD# 111046)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 1/3/2023

B
Missouri 1/3/2023

B
Alaska 1/4/2023

B
Montana 1/3/2023

B
Arizona 1/3/2023

B
Nebraska 1/5/2023

B
Arkansas 1/3/2023

B
Nevada 5/17/2024

B
California 1/3/2023

B
New Hampshire 1/3/2023

B
Colorado 1/3/2023

B
New Jersey 1/3/2023

B
Connecticut 1/3/2023

B
New Mexico 1/3/2023

B
Delaware 1/3/2023

B
New York 1/3/2023

B
District of Columbia 1/3/2023

B
North Carolina 1/3/2023

B
Florida 1/3/2023

B
North Dakota 1/3/2023

B
Georgia 1/3/2023

B
Ohio 1/3/2023

B
Hawaii 1/3/2023

B
Oklahoma 1/3/2023

B
Idaho 1/3/2023

B
Oregon 1/10/2023

IA
Illinois 10/4/2022

B
Pennsylvania 1/17/2023

B
Illinois 10/11/2022

B
Rhode Island 1/3/2023

B
Indiana 1/3/2023

B
South Carolina 1/3/2023

B
Iowa 1/3/2023

B
South Dakota 1/3/2023

B
Kansas 1/3/2023

B
Tennessee 1/3/2023

B
Kentucky 1/3/2023

B
Texas 1/3/2023

B
Louisiana 1/3/2023

B
Utah 1/4/2023

B
Maine 1/3/2023

B
Vermont 1/3/2023

B
Maryland 1/3/2023

B
Virginia 1/23/2023

B
Massachusetts 1/5/2023

B
Washington 1/3/2023

B
Michigan 1/3/2023

B
West Virginia 12/8/2022

B
Minnesota 1/3/2023

B
Wisconsin 1/3/2023

B
Mississippi 1/3/2023

B
Wyoming 1/3/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 10/4/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 10/11/2022

Previous Registration(s)
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B
05/26/2010 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) Chicago, IL
IA
05/03/2021 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Chicago, IL
IA
06/16/2010 - 05/11/2021 TRADEWISE ADVISORS, INC. (CRD#:153744) CHICAGO, IL
IA
11/17/2009 - 08/06/2010 THINKORSWIM ADVISORS, INC. (CRD#:111046) CHICAGO, IL
B
04/25/2008 - 05/26/2010 THINKORSWIM, INC. (CRD#:106069) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
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