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Gary R. Carruthers
GARY R CARRUTHERS, GARY CARRUTHERS
CRD#: 5429798
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 88 FROEHLICH FARM BLVD
WOODBURY, NY 11797
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2024 (12 years)2 FIRMS2024 - Present (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
License(s)

State Registrations

B
California 9/30/2024

B
New York 9/30/2024

B
Colorado 9/30/2024

IA
New York 9/30/2024

B
Connecticut 9/30/2024

B
Ohio 9/30/2024

B
Florida 9/30/2024

B
Pennsylvania 9/30/2024

B
Indiana 9/30/2024

B
Rhode Island 9/30/2024

B
Iowa 9/30/2024

B
South Carolina 9/30/2024

B
Maine 9/30/2024

B
Texas 9/30/2024

B
Maryland 9/30/2024

IA
Texas 9/30/2024

B
Massachusetts 9/30/2024

B
Vermont 9/30/2024

B
New Hampshire 9/30/2024

B
Virginia 9/30/2024

B
New Jersey 9/30/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 9/30/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
88 FROEHLICH FARM BLVD, WOODBURY, NY 11797
Registered with this firm since 9/30/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 10/05/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) EAST NORTHPORT, NY
B
10/01/2012 - 10/05/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) EAST NORTHPORT, NY
IA
12/14/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) EAST NORTHPORT, NY
B
12/14/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) EAST NORTHPORT, NY
B
11/29/2007 - 12/17/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MASSAPEQUA PARK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.