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Darrah La Vonne Lay
Darrah L Alquist, DARRAH LAY
CRD#: 5428836
IA
B
AVANTAX PLANNING PARTNERS, INC.CRD#: 106237 Lantana, TX
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 Lantana, TX
0
Disclosures
15
Years of Experience
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State Registrations
B
Texas 11/25/2022
IA
Texas 2/20/2024
SRO Registrations
B
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IA
B
Registered with this firm since 11/25/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/25/2022 - 12/05/2022 | DALLAS, TX | |
IA | 11/21/2019 - 12/05/2022 | Manchester, NH | |
B | 05/06/2022 - 12/05/2022 | OMAHA, NE | |
B | 03/05/2010 - 12/05/2022 | Manchester, NH | |
IA | 05/06/2022 - 10/14/2022 | Manchester, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.