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KATRINA LEONARD
KATRINA WHALEY
CRD#: 5428676
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 299 S MAIN ST 7TH FL
SALT LAKE CITY, UT 84111
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 6/18/2014

B
Missouri 9/14/2020

B
Alaska 11/7/2013

B
Montana 11/7/2013

B
Arizona 11/7/2013

B
Nevada 11/7/2013

B
Arkansas 9/26/2016

B
New Hampshire 5/6/2021

B
California 11/7/2013

B
New Mexico 11/7/2013

B
Colorado 11/7/2013

B
New York 6/11/2019

B
Connecticut 1/19/2024

B
North Carolina 11/8/2013

B
Delaware 6/11/2019

B
Oregon 1/7/2014

B
Florida 1/16/2018

B
Pennsylvania 5/7/2019

B
Georgia 6/5/2018

B
South Carolina 8/2/2024

B
Hawaii 7/19/2024

B
Tennessee 5/2/2018

B
Idaho 11/7/2013

B
Texas 11/7/2013

B
Illinois 6/11/2019

IA
Texas 11/20/2013

B
Kansas 7/1/2022

B
Utah 9/18/2013

B
Maryland 2/23/2023

IA
Utah 9/18/2013

B
Massachusetts 6/11/2019

B
Virginia 6/11/2019

B
Michigan 11/7/2013

B
Washington 11/7/2013

B
Minnesota 1/24/2024

B
Wisconsin 2/13/2024

B
Mississippi 7/19/2024

B
Wyoming 11/7/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
299 S MAIN ST 7TH FL, SALT LAKE CITY, UT 84111
Registered with this firm since 9/18/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
299 S MAIN ST 7TH FL, SALT LAKE CITY, UT 84111
Registered with this firm since 9/18/2013

Previous Registration(s)
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IA
08/11/2008 - 09/25/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) SALT LAKE CITY, UT
B
06/06/2008 - 09/25/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) SALT LAKE CITY, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.