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Sean M. Dobbins
SEAN MICHAEL DOBBINS
CRD#: 5428168
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 9163 STATE RTE 43
STREETSBORO, OH 44241
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BADVANCE CAPITAL SERVICES, INC. (CRD# 19347)2007 - 2010 (2 years)IAADVANCE CAPITAL MANAGEMENT INC (CRD# 110767)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 4/19/2023

B
Nevada 5/28/2019

B
California 10/1/2012

B
New York 2/20/2014

B
Colorado 10/15/2014

B
North Carolina 10/7/2016

B
Delaware 11/13/2017

B
Ohio 10/1/2012

B
Florida 2/20/2014

IA
Ohio 10/1/2012

B
Illinois 5/23/2016

B
South Carolina 5/19/2016

B
Indiana 1/12/2015

B
Tennessee 1/9/2018

B
Kentucky 11/30/2020

B
Texas 2/20/2014

B
Maryland 2/20/2014

IA
Texas 2/20/2014

B
Michigan 5/9/2019

B
Virginia 10/11/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
9163 STATE RTE 43, STREETSBORO, OH 44241
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
9163 STATE RTE 43, STREETSBORO, OH 44241
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/17/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) STREETSBORO, OH
B
02/16/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) STREETSBORO, OH
IA
12/04/2009 - 01/22/2010 ADVANCE CAPITAL MANAGEMENT INC (CRD#:110767) INDEPENDENCE, OH
B
12/20/2007 - 01/22/2010 ADVANCE CAPITAL SERVICES, INC. (CRD#:19347) INDEPENDENCE, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.