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ABBY JEAN BREKKE
ABBY JEAN BREKKE MRS, Abby J Brekke, ABBY J FOSTER, ABBY JEAN FOSTER
CRD#: 5428050
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 711 HIGH ST
DES MOINES, IA 50392
DES MOINES, IA 50392
0
Disclosures
8
Years of Experience
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State Registrations
IA
Iowa 12/8/2020
SRO Registrations
B
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IA
Registered with this firm since 12/8/2020
B
Registered with this firm since 12/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/17/2019 - 08/05/2020 | WATERLOO, IA | |
B | 10/02/2007 - 09/22/2010 | CEDAR FALLS, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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