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Detailed Report
DONALD WAYNE STANLEY
DON STANLEY, DONALD WAYNE STANLEY II
CRD#: 5427804
IA
Investment Adviser
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Previous Broker
AVIOR WEALTH MANAGEMENT, LLCCRD#: 148674 14301 FIRST NATIONAL BANK PARKWAY
SUITE 410
OMAHA, NE 68154
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2017 (2 years)IAAVIOR WEALTH MANAGEMENT, LLC (CRD# 148674)2017 - Present (7 years)BTD AMERITRADE, INC. (CRD# 7870)2008 - 2012 (4 years)
License(s)

State Registrations

IA
Florida 11/9/2017
IA
Nebraska 8/21/2017
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Iowa 8/25/2017
Current Registration(s)
IA
AVIOR WEALTH MANAGEMENT, LLC (CRD#:148674)
14301 FIRST NATIONAL BANK PARKWAY SUITE 410, OMAHA, NE 68154
Registered with this firm since 8/21/2017
Previous Registration(s)
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IA
 09/15/2014 - 08/18/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) OMAHA, NE
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 09/11/2014 - 08/17/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) OMAHA, NE
IA
 10/11/2012 - 09/09/2014 WADDELL & REED (CRD#:866) OMAHA, NE
B
 10/03/2012 - 09/09/2014 WADDELL & REED (CRD#:866) OMAHA, NE
IA
 02/04/2011 - 09/05/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
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 02/04/2011 - 09/05/2012 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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 01/24/2008 - 09/05/2012 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.