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Detailed Report
PETER DENIS MURPHY
CRD#: 5427375
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Investment Adviser
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Previous Broker
FINANCIAL PARTNERS, LLCCRD#: 170002 Santa Fe, NM
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)IAFINANCIAL PARTNERS, LLC (CRD# 170002)2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2018 (2 years)BBCG SECURITIES, INC. (CRD# 70)2007 - 2014 (6 years)IABCG SECURITIES, INC. (CRD# 70)2013 - 2014 (<1 year)
License(s)

State Registrations

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New Mexico 10/24/2016
Current Registration(s)
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FINANCIAL PARTNERS, LLC (CRD#:170002)
Santa Fe, NM
Registered with this firm since 10/24/2016
Previous Registration(s)
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 09/30/2016 - 10/16/2018 LPL FINANCIAL LLC (CRD#:6413) SANTA FE, NM
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 03/10/2014 - 09/30/2016 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SANTA FE, NM
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 03/06/2014 - 09/30/2016 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SANTA FE, NM
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 07/26/2013 - 03/07/2014 BCG SECURITIES, INC. (CRD#:70) SANTA FE, NM
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 10/26/2007 - 03/07/2014 BCG SECURITIES, INC. (CRD#:70) SANTA FE, NM
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.