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WILLIAM JACKSON SULLIVAN II
WILLIAM JACKSON SULLIVAN
CRD#: 5426343
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2901 DOUGLAS BOULEVARD
SUITE 150
ROSEVILLE, CA 95661
SUITE 150
ROSEVILLE, CA 95661
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 1/28/2008
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Missouri 12/9/2020
B
Alaska 12/9/2020
B
Montana 1/28/2008
IA
Alaska 12/10/2020
IA
Montana 12/9/2020
B
Arizona 1/28/2008
B
Nebraska 1/28/2008
IA
Arizona 12/9/2020
B
Nevada 1/28/2008
B
Arkansas 1/28/2008
IA
Nevada 12/15/2020
IA
Arkansas 3/10/2022
B
New Hampshire 1/19/2023
B
California 1/28/2008
IA
New Hampshire 1/25/2023
IA
California 12/9/2020
B
New Jersey 1/28/2008
B
Colorado 1/28/2008
IA
New Jersey 7/23/2024
IA
Colorado 12/11/2020
B
New Mexico 1/28/2008
B
Connecticut 1/28/2008
IA
New Mexico 12/10/2020
IA
Connecticut 1/19/2023
B
New York 1/28/2008
B
Delaware 1/28/2008
IA
New York 8/16/2021
IA
Delaware 4/22/2024
B
North Carolina 1/28/2008
B
District of Columbia 1/19/2023
IA
North Carolina 12/10/2020
B
Florida 1/28/2008
B
North Dakota 1/19/2023
IA
Florida 12/10/2020
IA
North Dakota 1/24/2023
B
Georgia 1/28/2008
B
Ohio 1/28/2008
IA
Georgia 12/10/2020
IA
Ohio 12/9/2020
B
Hawaii 12/9/2020
B
Oklahoma 1/28/2008
IA
Hawaii 12/10/2020
IA
Oklahoma 1/24/2022
B
Idaho 1/28/2008
B
Oregon 1/28/2008
IA
Idaho 12/9/2020
IA
Oregon 12/11/2020
B
Illinois 1/28/2008
B
Pennsylvania 1/28/2008
IA
Illinois 1/31/2022
IA
Pennsylvania 1/24/2022
B
Indiana 1/28/2008
B
Rhode Island 1/28/2008
IA
Indiana 12/9/2020
IA
Rhode Island 1/20/2023
B
Iowa 1/28/2008
B
South Carolina 1/19/2023
B
Kansas 1/28/2008
IA
South Carolina 1/24/2023
IA
Kansas 12/11/2020
B
South Dakota 1/19/2023
B
Kentucky 1/28/2008
IA
South Dakota 1/23/2023
B
Louisiana 1/28/2008
B
Tennessee 1/21/2022
IA
Louisiana 1/23/2023
B
Texas 1/7/2008
B
Maine 1/28/2008
IA
Texas 3/27/2013
IA
Maine 12/9/2020
B
Utah 1/28/2008
B
Maryland 1/28/2008
IA
Utah 12/9/2020
IA
Maryland 1/19/2023
B
Vermont 1/28/2008
B
Massachusetts 1/28/2008
B
Virginia 1/28/2008
IA
Massachusetts 2/2/2021
IA
Virginia 12/9/2020
B
Michigan 1/28/2008
B
Washington 1/28/2008
IA
Michigan 12/11/2020
IA
Washington 12/11/2020
B
Minnesota 1/28/2008
B
West Virginia 1/28/2008
IA
Minnesota 12/16/2013
B
Wisconsin 1/28/2008
B
Mississippi 1/28/2008
IA
Wisconsin 12/10/2020
IA
Mississippi 3/8/2022
B
Wyoming 12/24/2020
B
Missouri 1/28/2008
IA
Wyoming 1/29/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/27/2013
B
Registered with this firm since 12/17/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/13/2014 - 10/19/2020 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.