Individual Firm
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CHRISTOPHER JOHN FINLINSON
CHRISTOPHER J FINLINSON
CRD#: 5426095
IA
B
MORGAN STANLEYCRD#: 149777 6510 South Millrock Drive
Suite 100
Holladay, UT 84121
Suite 100
Holladay, UT 84121
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alaska 5/25/2023
B
Montana 4/17/2023
B
Arizona 10/24/2022
B
New Jersey 10/24/2022
B
California 10/24/2022
B
New York 10/24/2022
B
Colorado 10/24/2022
B
North Carolina 10/31/2022
B
Delaware 12/9/2024
B
Ohio 10/26/2022
B
Florida 10/24/2022
B
Pennsylvania 10/31/2022
B
Georgia 10/24/2022
B
South Carolina 10/24/2022
B
Hawaii 10/24/2022
B
Tennessee 10/24/2022
B
Idaho 10/24/2022
B
Texas 10/24/2022
B
Illinois 10/24/2022
IA
Texas 10/24/2022
B
Maine 10/24/2022
B
Utah 10/24/2022
B
Maryland 10/24/2022
IA
Utah 10/31/2022
B
Massachusetts 10/31/2022
B
Virginia 10/31/2022
B
Michigan 10/24/2022
B
Washington 10/24/2022
B
Minnesota 2/27/2024
B
Wisconsin 10/24/2022
B
Missouri 10/24/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/24/2022
B
Registered with this firm since 10/24/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/29/2015 - 10/31/2022 | SANDY, UT | |
B | 06/11/2010 - 10/31/2022 | SANDY, UT | |
B | 03/17/2008 - 02/13/2009 | SALT LAKE CITY, UT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.