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Detailed Report
Roberto C Irias
ROBERTO C IRIAS, ROBERTO CARLOS IRIAS, ROBERTO IRIAS
CRD#: 5425030
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 119 Edgewood Ave
Clifton, NJ 07012
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BBARCLAYS CAPITAL INC. (CRD# 19714)2015 - 2018 (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2015 (6 years)IABARCLAYS CAPITAL INC. (CRD# 19714)2015 - 2015 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - 2015 (6 years)
License(s)

State Registrations

B
Connecticut 8/27/2018
B
New York 8/27/2018
IA
Connecticut 8/28/2018
IA
New York 6/16/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
119 Edgewood Ave, Clifton, NJ 07012
Registered with this firm since 8/28/2018
B
MORGAN STANLEY (CRD#:149777)
119 Edgewood Ave, Clifton, NJ 07012
Registered with this firm since 8/27/2018
Previous Registration(s)
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B
 05/08/2015 - 07/27/2018 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
IA
 05/11/2015 - 12/28/2015 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
IA
 04/28/2009 - 05/04/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 09/08/2008 - 05/04/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.