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BRADLEY ALBERT THOMPSON
BRADLEY A THOMPSON
CRD#: 5424751
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 1266 EAST MAIN STREET
6TH FLOOR
STAMFORD, CT 06902
6TH FLOOR
STAMFORD, CT 06902
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
California 9/22/2021
B
Montana 9/22/2023
IA
California 9/24/2021
IA
Montana 9/27/2023
B
Connecticut 9/20/2021
B
Nevada 9/22/2023
IA
Connecticut 9/20/2021
IA
Nevada 10/6/2023
B
Delaware 7/5/2022
B
New Jersey 9/20/2021
IA
Delaware 7/8/2022
IA
New Jersey 9/20/2021
B
District of Columbia 9/10/2024
B
New York 9/20/2021
IA
District of Columbia 9/17/2024
IA
New York 9/20/2021
B
Florida 2/24/2022
B
North Carolina 6/13/2023
IA
Florida 2/28/2022
IA
North Carolina 6/14/2023
B
Georgia 2/23/2022
B
Pennsylvania 2/21/2023
IA
Georgia 2/25/2022
IA
Pennsylvania 2/23/2023
B
Hawaii 10/27/2022
B
Rhode Island 10/3/2022
IA
Hawaii 11/2/2022
IA
Rhode Island 10/6/2022
B
Illinois 6/27/2022
B
South Carolina 3/18/2022
IA
Illinois 7/6/2022
IA
South Carolina 3/22/2022
B
Kentucky 2/21/2023
B
South Dakota 7/25/2024
IA
Kentucky 2/23/2023
IA
South Dakota 7/26/2024
B
Maryland 8/30/2023
B
Texas 12/6/2024
IA
Maryland 9/13/2023
IA
Texas 12/6/2024
B
Massachusetts 6/9/2022
B
Virginia 7/7/2022
B
Mississippi 12/12/2022
IA
Virginia 7/8/2022
IA
Mississippi 12/14/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/20/2021
B
Registered with this firm since 9/20/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2021 - 09/20/2021 | NEW YORK, NY | |
B | 04/28/2021 - 09/20/2021 | NEW YORK, NY | |
IA | 12/02/2011 - 02/28/2013 | RIDGELAND, MS | |
B | 12/02/2011 - 02/28/2013 | RIDGELAND, MS | |
IA | 08/10/2009 - 12/06/2011 | RIDGELAND, MS | |
B | 07/27/2009 - 12/06/2011 | RIDGELAND, MS |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.