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CRAIG JAMES MORCOS
CRD#: 5424097
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1650 W 82ND ST., SUITE 650
BLOOMINGTON, MN 55431
Registration History
2010201220142016201820202022202420262 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2013 (3 years)IANORTHROCK PARTNERS, LLC (CRD# 167908)2019 - 2021 (1 year)
Disclosure(s)
View By:
2/23/2018
Financial
Final
2/7/2018
Financial
Final
1/28/2018
Financial
Final
1/25/2018
Financial
Final
12/1/2017
Financial
Final
10/5/2017
Financial
Final
License(s)

State Registrations

B
California 11/23/2022

B
Minnesota 11/1/2021

IA
Minnesota 10/29/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1650 W 82ND ST., SUITE 650, BLOOMINGTON, MN 55431
Registered with this firm since 10/29/2021

B
LPL FINANCIAL LLC (CRD#:6413)
1650 W 82ND ST., SUITE 650, BLOOMINGTON, MN 55431
Registered with this firm since 10/29/2021

Previous Registration(s)
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IA
08/16/2021 - 10/28/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Bloomington, MN
B
06/16/2021 - 10/28/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Bloomington, MN
IA
09/05/2019 - 04/01/2021 NORTHROCK PARTNERS, LLC (CRD#:167908) MINNEAPOLIS, MN
B
08/10/2010 - 10/24/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.