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KATE TASTROM
KATE TONETTI
CRD#: 5423099
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 620 Route 25A
Suite D
Mt Sinai, NY 11766
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2017 - Present (7 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2015 - 2017 (2 years)BTIMECAPITAL SECURITIES CORPORATION (CRD# 6845)2012 - 2015 (2 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2008 - 2011 (2 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2015 - 2015 (<1 year)IATIMECAPITAL INVESTOR ADVISORY ... (CRD# 105672)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Arizona 10/23/2017

B
New York 10/23/2017

B
California 10/23/2017

IA
New York 4/26/2021

B
Florida 10/23/2017

B
North Carolina 12/5/2017

IA
Florida 10/24/2017

IA
North Carolina 1/6/2025

B
Illinois 2/21/2024

B
Pennsylvania 5/15/2020

B
Massachusetts 10/23/2017

B
South Carolina 2/3/2023

B
New Jersey 10/23/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
620 Route 25A Suite D, Mt Sinai, NY 11766
Registered with this firm since 10/23/2017

B
OSAIC WEALTH, INC. (CRD#:23131)
620 Route 25A Suite D, Mt Sinai, NY 11766
Registered with this firm since 10/23/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/05/2015 - 10/23/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) HAUPPAUGE, NY
IA
01/05/2015 - 12/31/2015 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) HAUPPAUGE, NY
IA
07/03/2014 - 01/05/2015 TIMECAPITAL INVESTOR ADVISORY SERVICES INC (CRD#:105672) PORT JEFFERSON STATION, NY
B
07/23/2012 - 01/05/2015 TIMECAPITAL SECURITIES CORPORATION (CRD#:6845) PORT JEFFERSON STATION, NY
IA
06/20/2011 - 07/10/2012 NEUBERGER BERMAN LLC (CRD#:2908) NEW YORK, NY
B
05/16/2011 - 07/10/2012 NEUBERGER BERMAN LLC (CRD#:2908) NEW YORK, NY
B
05/07/2008 - 04/20/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) SMITHTOWN, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.