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DARLING SILVA-SOLIS
DARLING E SILVA GOMEZ, DARLING E SILVA-SOLIS, DARLING SOLIS
CRD#: 5422702
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2015 (4 years)
License(s)

State Registrations

B
California 8/17/2021

B
New York 7/19/2019

B
Colorado 11/10/2022

IA
Texas 12/3/2015

IA
Colorado 9/22/2023

B
Texas 2/28/2020

B
Florida 12/3/2015

B
Wyoming 9/22/2023

IA
Florida 12/14/2015

IA
Wyoming 9/25/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Pembrokes Pines, FL
Registered with this firm since 12/3/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Pembrokes Pines, FL
Registered with this firm since 12/3/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/02/2015 - 12/21/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) MIAMI, FL
B
03/25/2015 - 12/21/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) MIAMI, FL
B
06/01/2010 - 02/23/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) MIAMI, FL
IA
05/02/2009 - 06/01/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAUDERDALE LAKES, FL
B
05/02/2009 - 06/01/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAUDERDALE LAKES, FL
IA
04/15/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) LAUDERDALE LAKES, FL
B
01/23/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) LAUDERDALE LAKES, FL
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B
Broker
IA
Investment Adviser
Disclosures
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