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Cesar Ricardo Chavez
CESAR R CHAVEZ, CESAR RICARDO CHAVEZ, CESAR CHAVEZ
CRD#: 5422352
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 940 LONG BEACH BLVD
LONG BEACH, CA 90813
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - 2019 (5 years)2 FIRMS2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2013 (<1 year)
License(s)

State Registrations

B
California 5/10/2019

B
Texas 5/10/2019

IA
California 5/10/2019

IA
Texas 5/10/2019

B
Oregon 11/23/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
940 LONG BEACH BLVD, LONG BEACH, CA 90813
5560 WOODRUFF AVE, LAKEWOOD, CA 90713
Registered with this firm since 5/10/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
940 LONG BEACH BLVD, LONG BEACH, CA 90813
5560 WOODRUFF AVE, LAKEWOOD, CA 90713
Registered with this firm since 5/10/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2013 - 04/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDENA, CA
B
10/01/2013 - 04/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDENA, CA
IA
05/20/2013 - 09/03/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
B
10/01/2012 - 09/03/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LOS ANGELES, CA
B
02/11/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.