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Detailed Report
LAUREN SADDLER PEARSON
LAUREN S PEARSON, LAUREN WOODS SADDLER
CRD#: 5422273
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Investment Adviser
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Previous Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 2336 20th Avenue South
Suite 101
Birmingham, AL 35223
Registration History
2008201020122014201620182020202220242026IAHIGHTOWER ADVISORS, LLC (CRD# 145323)2016 - Present (8 years)BHIGHTOWER SECURITIES, LLC (CRD# 116681)2016 - 2019 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2016 (8 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2016 (8 years)
License(s)

State Registrations

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Alabama 6/17/2016
Current Registration(s)
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HIGHTOWER ADVISORS, LLC (CRD#:145323)
2336 20th Avenue South Suite 101, Birmingham, AL 35223
Registered with this firm since 6/17/2016
Previous Registration(s)
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 06/17/2016 - 04/25/2019 HIGHTOWER SECURITIES, LLC (CRD#:116681) Birmingham, AL
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 02/26/2008 - 06/21/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
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 12/13/2007 - 06/21/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.