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BRENDAN RICHARD PHEASANT
CRD#: 5421885
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Investment Adviser
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Previous Broker
TUYYO PLANNING GROUPCRD#: 298052 AUSTIN, TX
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2021 (5 years)2 FIRMS2016 - 2022 (6 years)IATUYYO PLANNING GROUP (CRD# 298052)2023 - Present (1 year)BMWA FINANCIAL SERVICES INC. (CRD# 112630)2009 - 2016 (7 years)BALLEGIANT SECURITIES L.L.C. (CRD# 133912)2008 - 2008 (<1 year)BVERITRUST FINANCIAL, LLC (CRD# 106594)2007 - 2008 (<1 year)IAKAHLER FINANCIAL GROUP, INC. (CRD# 124042)2022 - 2023 (1 year)IAMWA FINANCIAL SERVICES, INC. (CRD# 112630)2016 - 2016 (<1 year)
License(s)

State Registrations

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Texas 12/21/2023

Current Registration(s)
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TUYYO PLANNING GROUP (CRD#:298052)
AUSTIN, TX
Registered with this firm since 12/21/2023

Previous Registration(s)
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10/10/2022 - 12/20/2023 KAHLER FINANCIAL GROUP, INC. (CRD#:124042) Rapid City, SD
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06/02/2016 - 09/15/2022 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) AUSTIN, TX
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06/02/2016 - 09/15/2022 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) AUSTIN, TX
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06/02/2016 - 10/21/2021 CRI SECURITIES, LLC (CRD#:22589) AUSTIN, TX
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06/02/2016 - 10/21/2021 CRI SECURITIES, LLC (CRD#:22589) AUSTIN, TX
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03/04/2016 - 05/16/2016 MWA FINANCIAL SERVICES, INC. (CRD#:112630) AUSTIN, TX
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02/26/2009 - 05/16/2016 MWA FINANCIAL SERVICES INC. (CRD#:112630) AUSTIN, TX
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02/04/2008 - 10/15/2008 ALLEGIANT SECURITIES L.L.C. (CRD#:133912) MIAMI, FL
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09/21/2007 - 01/02/2008 VERITRUST FINANCIAL, LLC (CRD#:106594) AUSTIN, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.