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Detailed Report
KEVIN DERYL BECK
CRD#: 5421417
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 102 S TEJON ST STE 1000
COLORADO SPRINGS, CO 80903
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - Present (11 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2007 - 2014 (6 years)IACURIAN CAPITAL, LLC (CRD# 120270)2013 - 2014 (1 year)
License(s)

State Registrations

B
Alabama 1/22/2016
B
Montana 10/2/2015
B
Arizona 6/30/2014
B
Nebraska 8/16/2018
B
Arkansas 7/7/2021
B
Nevada 6/22/2021
B
California 6/11/2014
B
New Mexico 10/2/2015
B
Colorado 4/8/2014
B
New York 10/2/2015
IA
Colorado 4/8/2014
B
North Carolina 10/5/2015
B
Connecticut 3/14/2024
B
Ohio 11/15/2017
B
Delaware 3/27/2020
B
Oklahoma 10/2/2015
B
Florida 11/13/2014
B
Oregon 10/2/2015
B
Idaho 8/19/2021
B
Pennsylvania 10/2/2015
B
Illinois 11/25/2024
B
South Carolina 10/2/2015
B
Iowa 10/2/2015
B
Tennessee 10/3/2019
B
Kansas 10/2/2015
B
Texas 10/2/2015
B
Louisiana 10/2/2015
IA
Texas 10/5/2015
B
Michigan 10/31/2023
B
Utah 3/5/2024
B
Minnesota 6/28/2023
B
Virginia 10/2/2015
B
Mississippi 10/2/2015
B
Wyoming 11/23/2022
B
Missouri 11/18/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
102 S TEJON ST STE 1000, COLORADO SPRINGS, CO 80903
Registered with this firm since 4/8/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
102 S TEJON ST STE 1000, COLORADO SPRINGS, CO 80903
Registered with this firm since 4/8/2014
Previous Registration(s)
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IA
 02/24/2013 - 04/04/2014 CURIAN CAPITAL, LLC (CRD#:120270) DENVER, CO
B
 10/03/2007 - 04/04/2014 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.