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SEAN P MCALLISTER
CRD#: 5421395
IA
B
CADARET GRANT & CO INCCRD#: 10641 2457 State Route 7
COBLESKILL, NY 12043
COBLESKILL, NY 12043
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Arizona 6/16/2011
B
New Jersey 6/16/2011
B
Delaware 2/1/2023
B
New York 12/4/2008
B
Florida 6/16/2011
IA
New York 5/4/2021
B
Illinois 6/16/2011
B
North Carolina 6/16/2011
B
Maine 2/1/2023
B
Ohio 2/1/2023
B
Maryland 2/1/2023
B
Pennsylvania 6/16/2011
B
Massachusetts 12/4/2008
B
South Carolina 2/1/2023
B
Mississippi 2/1/2023
B
Texas 11/5/2024
B
Nevada 2/1/2023
IA
Texas 12/12/2024
B
New Hampshire 2/1/2023
B
Virginia 6/16/2011
SRO Registrations
B
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IA
Registered with this firm since 5/4/2021
B
Registered with this firm since 12/4/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/24/2008 - 11/25/2008 | NEWTON, MA | |
B | 02/04/2008 - 07/14/2008 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.