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Joseph M Goodwin
J M GOODWIN, JOSEPH M GOODWIN, MICHAEL GOODWIN
CRD#: 5420974
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 7/30/2014

B
Missouri 9/18/2008

B
Alaska 10/11/2013

B
Nebraska 11/3/2021

B
Arizona 9/18/2008

B
Nevada 12/21/2016

B
Arkansas 9/18/2008

B
New Hampshire 9/18/2008

B
California 9/18/2008

B
New Jersey 1/12/2021

B
Colorado 9/18/2008

B
New Mexico 9/18/2008

B
Connecticut 5/3/2023

B
New York 9/18/2008

B
Delaware 4/6/2009

B
North Carolina 10/16/2009

B
District of Columbia 1/12/2021

B
North Dakota 1/12/2021

B
Florida 9/18/2008

B
Ohio 2/11/2014

B
Georgia 9/18/2008

B
Oklahoma 9/18/2008

B
Hawaii 5/8/2024

B
Oregon 9/18/2008

B
Idaho 1/12/2021

B
Pennsylvania 9/18/2008

B
Illinois 9/18/2008

B
Rhode Island 1/12/2021

B
Indiana 12/13/2021

B
South Carolina 9/28/2020

B
Iowa 1/12/2021

B
South Dakota 10/21/2024

B
Kansas 1/12/2021

B
Tennessee 9/18/2008

B
Louisiana 9/18/2008

B
Texas 4/10/2008

B
Maine 9/18/2008

IA
Texas 4/11/2008

B
Maryland 1/12/2021

B
Utah 10/16/2014

B
Massachusetts 9/18/2008

B
Virginia 1/19/2011

B
Michigan 1/12/2021

B
Washington 9/18/2008

B
Minnesota 1/3/2013

B
Wisconsin 9/18/2008

B
Mississippi 2/20/2015

B
Wyoming 9/18/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 4/11/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 2/27/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.