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JARED FINKELSTEIN
CRD#: 5420713
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2014 (3 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2008 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 8/27/2018

B
Minnesota 2/7/2022

B
Arizona 10/24/2014

B
Missouri 1/2/2018

B
California 10/16/2014

B
Nevada 5/14/2019

B
Colorado 1/2/2018

B
New Hampshire 1/2/2018

B
Connecticut 6/16/2014

B
New Jersey 6/16/2014

IA
Connecticut 7/2/2014

B
New York 6/16/2014

B
Delaware 5/7/2018

B
North Carolina 11/20/2015

B
District of Columbia 12/26/2017

B
Ohio 3/4/2016

B
Florida 7/3/2014

B
Oregon 11/23/2022

IA
Florida 8/21/2020

B
Pennsylvania 10/5/2016

B
Georgia 11/5/2015

B
Rhode Island 5/15/2023

B
Hawaii 6/7/2019

B
South Carolina 1/2/2018

B
Illinois 1/2/2018

B
Tennessee 1/2/2018

B
Indiana 4/27/2022

B
Texas 1/2/2018

B
Kansas 3/14/2022

IA
Texas 1/2/2018

B
Kentucky 4/7/2020

B
Utah 5/19/2023

B
Louisiana 1/2/2018

B
Vermont 1/2/2018

B
Maine 3/1/2022

B
Virginia 2/2/2015

B
Maryland 1/2/2018

B
Washington 1/2/2018

B
Massachusetts 1/2/2018

B
Wisconsin 6/25/2019

B
Michigan 7/18/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 7/2/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 6/16/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/25/2011 - 06/16/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
03/05/2008 - 02/04/2011 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.