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Detailed Report
NORA FABIOLA CARRILLO
NORA CARRILLO
CRD#: 5420410
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5128 APACHE PLUME RD
STE 340
FORT WORTH, TX 76109
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5128 APACHE PLUME RD
STE 340
FORT WORTH, TX 76109
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2014 - 2020 (6 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2014 (3 years)BTD AMERITRADE, INC. (CRD# 7870)2008 - 2009 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2012 - 2014 (1 year)
License(s)

State Registrations

B
Arizona 2/17/2021
B
Minnesota 2/17/2021
B
California 2/17/2021
B
Missouri 2/17/2021
B
Colorado 2/17/2021
B
New Jersey 2/17/2021
B
Connecticut 2/17/2021
B
North Carolina 2/17/2021
B
Florida 2/17/2021
B
Ohio 2/17/2021
B
Georgia 2/17/2021
B
Oklahoma 2/17/2021
B
Illinois 2/17/2021
B
Texas 2/17/2021
B
Indiana 2/17/2021
IA
Texas 2/17/2021
B
Kentucky 2/17/2021
B
Washington 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
5128 APACHE PLUME RD STE 340, FORT WORTH, TX 76109
FORT WORTH, TX
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
5128 APACHE PLUME RD STE 340, FORT WORTH, TX 76109
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 07/23/2020 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 07/23/2020 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 01/09/2014 - 02/18/2020 MORGAN STANLEY (CRD#:149777) FT. WORTH, TX
B
 01/09/2014 - 02/18/2020 MORGAN STANLEY (CRD#:149777) FT. WORTH, TX
IA
 07/02/2012 - 01/03/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) WESTLAKE, TX
B
 01/13/2011 - 01/02/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
IA
 06/11/2009 - 08/24/2009 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) FORT WORTH, TX
IA
 06/11/2009 - 08/24/2009 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 01/18/2008 - 08/24/2009 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.