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Detailed Report
CHRISTOPHER PAUL BROWN
CHRIS BROWN, CHRISTOPHER BROWN
CRD#: 5420109
IA
Investment Adviser
B
Broker
SYNOVUS SECURITIES, INC.CRD#: 14023 8025 WESTSIDE PARKWAY
ALPHARETTA, GA 30009
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2015 (7 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2015 (5 years)
License(s)

State Registrations

B
Alabama 8/14/2015
B
Massachusetts 8/14/2023
B
Arizona 1/3/2022
B
Mississippi 7/1/2020
B
California 8/25/2020
B
New Jersey 12/13/2024
B
Colorado 6/26/2024
B
South Carolina 8/14/2015
B
Connecticut 1/8/2024
IA
South Carolina 9/23/2015
B
Florida 8/14/2015
B
South Dakota 1/16/2024
IA
Florida 9/23/2015
IA
South Dakota 11/25/2024
B
Georgia 8/14/2015
B
Tennessee 8/14/2015
IA
Georgia 8/19/2015
B
Texas 9/25/2023
B
Louisiana 7/5/2024
IA
Texas 7/3/2024
IA
Louisiana 7/18/2024
B
Virginia 9/18/2024
B
Maine 2/9/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SYNOVUS SECURITIES, INC. (CRD#:14023)
8025 WESTSIDE PARKWAY, ALPHARETTA, GA 30009
Registered with this firm since 8/19/2015
B
SYNOVUS SECURITIES, INC. (CRD#:14023)
8025 WESTSIDE PARKWAY, ALPHARETTA, GA 30009
Registered with this firm since 8/14/2015
Previous Registration(s)
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IA
 07/16/2010 - 08/11/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROSWELL, GA
B
 11/13/2007 - 08/11/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROSWELL, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.