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BENJAMIN R PFIFFNER
BEN PFIFFNER
CRD#: 5420001
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Investment Adviser
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Previous Broker
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCRD#: 123483 Stevens Point, WI
Registration History
2008201020122014201620182020202220242026IACHICAGO CAPITAL MANAGEMENT ADV... (CRD# 123483)2020 - Present (4 years)BAMERICAN TRUST INVESTMENT SERV... (CRD# 3001)2019 - 2020 (<1 year)BFOREST SECURITIES,INC. (CRD# 16255)2017 - 2019 (2 years)BREGULUS ADVISORS, LLC (CRD# 150631)2017 - 2017 (<1 year)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2008 - 2009 (1 year)IAASSET STRATEGIES, INC (CRD# 104512)2024 - 2024 (<1 year)IAAVELLINO FINANCIAL ADVISORS, INC. (CRD# 164805)2018 - 2019 (1 year)
Disclosure(s)
View By:
9/27/2018
Regulatory
Final
7/1/2010
Regulatory
Final
License(s)

State Registrations

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Florida 6/21/2023

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Wisconsin 6/22/2020

Current Registration(s)
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CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC (CRD#:123483)
Stevens Point, WI
Registered with this firm since 6/22/2020

Previous Registration(s)
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01/29/2024 - 12/31/2024 ASSET STRATEGIES, INC (CRD#:104512) LISLE, IL
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11/08/2019 - 01/24/2020 AMERICAN TRUST INVESTMENT SERVICES, INC. (CRD#:3001) WHITING, IN
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07/23/2018 - 12/26/2019 AVELLINO FINANCIAL ADVISORS, INC. (CRD#:164805) Wausau, WI
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08/11/2017 - 12/06/2019 FOREST SECURITIES,INC. (CRD#:16255) HILLSIDE, IL
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07/21/2017 - 07/27/2017 REGULUS ADVISORS, LLC (CRD#:150631) KENTWOOD, MI
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03/31/2008 - 08/03/2009 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WAUSAU, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.