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SEAN KEADY
SEAN P KEADY, SEAN PATRICK KEADY
CRD#: 5419561
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 LITTLETON, CO
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2014 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (13 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2010 - 2011 (<1 year)BCOMPASS BROKERAGE, INC. (CRD# 17086)2007 - 2009 (1 year)
License(s)

State Registrations

B
California 7/1/2011

B
Colorado 8/20/2024

IA
California 1/23/2014

IA
Colorado 8/20/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
LITTLETON, CO
Registered with this firm since 11/15/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
LITTLETON, CO
Registered with this firm since 11/15/2024

IA
LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, SAN DIEGO, CA 92121-3091
LITTLETON, CO
Registered with this firm since 1/23/2014

B
LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, SAN DIEGO, CA 92121-3091
LITTLETON, CO
Registered with this firm since 7/1/2011

Previous Registration(s)
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B
06/15/2010 - 04/08/2011 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) VISTA, CA
B
09/19/2007 - 07/23/2009 COMPASS BROKERAGE, INC. (CRD#:17086) WESTMINSTER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.