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SAMANTHA BIANCA KAINDI
SAMANTHA B KERR, SAMANTHA KERR, Samantha Kaindi, Samantha Bianca Kerr
CRD#: 5418469
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 MONTGOMERY VILLAGE, MD
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 MONTGOMERY VILLAGE, MD
0
Disclosures
13
Years of Experience
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State Registrations
B
Maryland 2/16/2021
B
Texas 2/16/2021
IA
Maryland 3/24/2022
IA
Texas 9/25/2023
B
Massachusetts 2/16/2021
B
Utah 2/16/2021
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/24/2022
B
Registered with this firm since 2/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2019 - 11/23/2020 | Owings Mills, MD | |
B | 08/01/2019 - 11/23/2020 | OWINGS MILLS, MD | |
IA | 10/05/2016 - 06/27/2019 | North Bethesda, MD | |
IA | 10/05/2016 - 06/27/2019 | North Bethesda, MD | |
B | 09/30/2016 - 06/27/2019 | North Bethesda, MD | |
IA | 05/23/2012 - 02/05/2016 | WASHINGTON, DC | |
B | 04/14/2010 - 02/03/2016 | WASHINGTON, DC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.