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MICHELLE R LUCE
MICHELLE R REED
CRD#: 5417290
IA
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MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 331 W Wishkah Street
Aberdeen, WA 98520
Aberdeen, WA 98520
0
Disclosures
15
Years of Experience
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State Registrations
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California 11/30/2023
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Washington 11/30/2023
B
Oregon 11/30/2023
IA
Washington 11/30/2023
SRO Registrations
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IA
Registered with this firm since 11/30/2023
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Registered with this firm since 11/30/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2022 - 12/08/2023 | Ocean Park, WA | |
B | 05/18/2022 - 12/08/2023 | Ocean Park, WA | |
IA | 01/06/2010 - 05/18/2022 | ABERDEEN, WA | |
B | 01/06/2010 - 05/18/2022 | ABERDEEN, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.